The Financial Markets Tribunal (FMT) serves as an independent financial services disciplinary tribunal to determine breaches of DFSA administered legislation and related regulatory proceedings.
It is broadly empowered with a remit and powers comparable to other international integrated financial services regulatory tribunals.
The FMT is operationally independent of the DFSA Board and Executive. Decisions on originating proceedings before the FMT may be appealed to the DIFC Court. Decisions of the FMT on appeals of Exchange decisions may be appealed to the DIFC Court on a point of law.
To access the Rules of Procedure of the FMT, please click here.
FMT Members
• Stewart Boyd CBE QC (President)
• John L Douglas
• Gavan Griffith QC
• Ali Malek QC
• David M Stockwell