DFSA Issues Alert Regarding Hazza Bin Saif Investment Group

Complaints

Should you wish to contact the DFSA in relation to a complaint, you may do so by accessing our online Complaints Portal.

Please click here to access the Complaints Portal.

If you have a general enquiry relevant to the DFSA, you should use the submission process under Contact Us - General Enquiries on the Home Page of the DFSA website.

Becoming Authorised

The Authorisation Enquiries unit deals with all matters relating to obtaining authorisation from the DFSA.

Via telephone:             +971 (0)4 362 1500        (ask for Authorisation Enquiries)
Via e-mail: info@dfsa.ae

Becoming Registered

The Authorisation Enquiries unit deals with all matters relating to obtaining registration from the DFSA.

Via telephone:             +971 (0)4 362 1500        (ask for Authorisation Enquiries)
Via e-mail: info@dfsa.ae

Becoming Recognised

The Markets Division deals with all matters relating to obtaining recognition from the DFSA.

Via telephone:             +971 (0)4 362 1500        (ask for the Markets Division)
Via e-mail: info@dfsa.ae

Offering Securities

The Markets Division deals with all matters relating to Offers of Securities in or from the DFSA.

Via telephone:             +971 (0)4 362 1500        (ask for the Markets Division)
Via e-mail: info@dfsa.ae

Being Supervised

The Supervision Division deals with all firms who are already licenced to operate in the DIFC, through dedicated relationship managers.

Via telephone:             +971 (0)4 362 1500        (ask for the Supervision Division or your allocated relationship manager by name)
Via e-mail: info@dfsa.ae

Regulatory Appeals Committee

For general enquiries, please contact:

Via telephone:             +971 (0)4 362 1500        (Personal Assistant to the General Counsel and Secretary of the RAC)
Via fax: +971 (0)4 362 0808

The address for filing of documents with the RAC is prescribed in Rule 7 of the Rules of Procedure

Anti-Money Laundering / Counter Terrorist Financing

All Suspicious Transactions (STRs) need to be reported to the AMLSCU of the Central Bank of UAE without delay.

A copy of the STR must also be sent to the DFSA.

Via telephone:             +971 (0)4 362 1500        (ask for Head of AML or your allocated relationship manager by name)
Via fax:             +971 (0)4 362 0810
Via e-mail: STRunit@dfsa.ae

Media and Conference Organisers

Please refer all requests for interviews or participation in conferences to the Corporate Communications Department.

Please note that, as the DFSA is a regulator, in most cases it does not sponsor or endorse events nor does it advertise.

Via telephone:             +971 (0)4 362 1500        (ask for the Corporate Communications Department)
Via e-mail: DFSAC&SP@dfsa.ae

DFSA Recruitment

Via telephone:             +971 (0) 4 362 1500        (ask for the Human Resources Division)
If you would like to submit your CV to the DFSA please click here

If you are a UAE National applying to the TRL Programme please click here.