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There are currently 246 Authorised Firms.

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Regulatory Actions

Enforceable Undertaking - HE Mohamed Alabbar - March 2010.
Enforceable Undertaking - HE Aamer Abdul Jalil Mohammed Al Fahim - March 2010.
Enforceable Undertaking - Dr Mariam Matar - March 2010.
Enforceable Undertaking - Essam Abdulkadir Al Muhaidib - March 2010.
Enforceable Undertaking - Dr Gaetano Cavalieri - March 2010.
Enforceable Undertaking - Ammar Alkhudairy - March 2010.
Enforceable Undertaking - John Harper - March 2010.
Enforceable Undertaking - Damas International Limited - March 2010.
Enforceable Undertaking - The Abdullah Brothers - March 2010.
Administrative Censure - Samir Madison-Jammal - December 2009.
Enforceable Undertaking - Roberto Da Silva - January 2009.
Enforceable Undertaking - Shuaa Capital - September 2008.
Enforceable Undertaking - Alfred Tang - September 2008.
Enforceable Undertaking - Mike Leung - September 2008.
Enforceable Undertaking - Mervyn Francis - September 2008.
Enforceable Undertaking - Stephen Cheung Ga Kin - September 2008.
Enforceable Undertaking - Asad Abu Samra - September 2008.
Enforceable Undertaking - Vimal Viresh Gomes - September 2008.
Enforceable Undertaking - Issa Mohammed Saif Al Rawahi - September 2008.
Enforceable Undertaking - Alaaeddin Farhan - September 2008.
Enforceable Undertaking - Moutaz Saab - September 2008.
Enforceable Undertaking - GFS Investments - September 2008.
Administrative Censure - Sweta Nayar - November 2007.
Enforceable Undertaking - Vanita Chaterbhoj - November 2007.
Enforceable Undertaking - Sweta Nayar - November 2007.
Enforceable Undertaking - TT dotCom Sdn Bhd - October 2007.
Enforceable Undertaking - Rupert Neil Bumfrey and RNB Associates - July 2007.
Enforceable Undertaking - Montpelier and/or Montpelier Group, including Stuart Williamson and Christopher Keavey - October 2006.