TAKE NOTICE THAT:
The following DFSA forms have been updated and can be viewed here.
AUT CORE Applying for Authorisation - Core Information Form
AUT AMS Applying for Authorisation – Asset Management supplement
AUT STS Applying for Authorisation – Sales and Trading supplement
AUT INS Applying for Authorisation – Insurance supplement
SUP 5 Application to request an endorsement on the Licence of a new applicant firm or
add or remove an endorsement on the Licence of an existing firm
MKT 1 Application for the Approval of a Prospectus and the Admission of Securities to the Official List
Please note that updates to the AUT NOTES will follow at a later date.
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