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04 Apr 2016, 12:04 pm

Notice of Amendments to the DFSA Forms

 

TAKE NOTICE THAT:

The following DFSA forms have been updated and can be viewed here.


AUT CORE  Applying for Authorisation - Core Information Form

AUT AMS    Applying for Authorisation – Asset Management supplement

AUT STS    Applying for Authorisation – Sales and Trading supplement

AUT INS     Applying for Authorisation – Insurance supplement

SUP 5         Application to request an endorsement on the Licence of a new applicant firm or
                   add or remove an  endorsement on the Licence of an existing firm

MKT 1         Application for the Approval of a Prospectus and the Admission of Securities to the Official List

Please note that updates to the AUT NOTES will follow at a later date.

 

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