DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Checklists

To download a checklist, click on the relevant link listed below.

Prospectus Rules Checklists
 

Market Rules of the DFSA Rulebook

A1.1

Registration statement for Shares

Market Rules of the DFSA Rulebook

A1.1

Registration statement for Debentures

Market Rules of the DFSA Rulebook

A1.2

Securities note for Shares

Market Rules of the DFSA Rulebook

A1.2

Securities note for Debentures

Market Rules of the DFSA Rulebook

A4

Corporate governance standards


Other Checklists
 

Prospectus Disclosure

PRS Module - 4 Prospectus Disclosure

Prospectus Disclosure

IFR Module - 7 Prospectus Disclosure

See also

Frequently Asked Questions

Supervised Firm Contact Form

DFSA Complaints Portal

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