DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
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Checklists

To download a checklist, click on the relevant link listed below.

Prospectus Rules Checklists
 

Market Rules of the DFSA Rulebook

A1.1

Registration statement for Shares

Open

Market Rules of the DFSA Rulebook

A1.1

Registration statement for Debentures

Open

Market Rules of the DFSA Rulebook

A1.2

Securities note for Shares

Open

Market Rules of the DFSA Rulebook

A1.2

Securities note for Debentures

Open

Market Rules of the DFSA Rulebook

A4

Corporate governance standards

Open


Other Checklists
 

Prospectus Disclosure

PRS Module - 4 Prospectus Disclosure

Open

Prospectus Disclosure

IFR Module - 7 Prospectus Disclosure

Open

See also

Frequently Asked Questions

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Supervised Firm Contact Form

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DFSA Complaints Portal

Explore

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