2023 DFSA Risk Assessments: Brokerage Business Models
Open
23 Feb 2024
2023 DFSA Risk Assessments: Private Banking Business Models
Open
20 Feb 2024
DFSA Cyber Risk Thematic Review 2024
Open
12 Feb 2024
Updated Regulatory Returns
Open
22 Dec 2023
Change of Reporting Requirements - CIR Notification of the Marketing and Selling of Funds
Open
15 Dec 2023
Dear SEO Letter: Thematic review findings - Money Services Firms safeguarding of Client Money
Open
29 Nov 2023
Dear SEO Letter: Financial Promotions
Open
05 Sep 2023
Dear SEO Letter: Outcomes of 2023 Representative Office Sectoral Review
Open
28 Aug 2023
Dear SEO Letter: Complaints Handling Thematic Review 2023
Open
03 Aug 2023
Dear SEO Letter: Disclosures Thematic Review 2023
Open
24 Jul 2023
Dear SEO Letter: UAE Ministry of Finance consultation on application of the UAE Corporate Tax Law to the Free Zones
Open
14 Jul 2023
Dear SEO Letter: Recent systemic supply chain cyber-attack
Open
20 Jun 2023
Dear SEO Letter: Arranging Activities Vs Referrals
Open
15 May 2023
Dear SEO Letter: LIBOR Transition - Cessation of USD LIBOR Panel
Open
19 Apr 2023
Dear SEO Letter: DIFC Crypto Token Regime - End of Transitional Period
Open
06 Apr 2023
Dear SEO Letter: Updated Regulatory Returns
Open
21 Feb 2023
Dear SEO Letter: DIFC Crypto Token Regime - Transitional Period
Open
14 Feb 2023
Dear SEO Letter: Operating a Crowdfunding Platform in or from the DIFC
Open
23 Nov 2022
Dear SEO Letter: Thematic Review on Outsourcing and Third-Party Risk
Open
14 Sep 2022
Dear SEO Letter: DFSA Cyber Thematic Review Report 2022
Open
24 Jun 2022
Dear SEO Letter: Outcomes of 2020/2021 Representative Office Sectoral Review
Open
20 Jun 2022
Dear SEO Letter: The Role of Money Laundering Reporting Officers at Relevant Persons
Open
17 Jun 2022
Dear SEO Letter: Hosting Group related staff in the DIFC
Open
02 Jun 2022
Dear SEO Letter: DFSA Crypto Token Regime Survey
Open
24 May 2022
Dear SEO Letter: DFSA thematic reviews covering three core areas: trade finance, correspondent banking, and electronic funds transfers
Open
28 Apr 2022
Dear SEO Letter: Remote Working
Open
23 Mar 2022
Dear SEO Letter: Whistleblowing Regime
Open
15 Mar 2022
Dear SEO Letter: Regulatory Notifications
Open
15 Mar 2022
Dear SEO Letter: The Financial Action Task Force (FATF) Decision in relation to the United Arab Emirates (UAE)
Open
31 Jan 2022
Dear SEO Letter: DFSA Cyber Thematic Review
Open
16 Nov 2021
Dear SEO Letter: Outcomes of thematic reviews on Brokerage AML
Open
26 Aug 2021
Dear SEO Letter: Political uncertainty and unusual money flows
Open
01 Jun 2021
Dear SEO Letter: Proposed Guidelines for Financial Institutions adopting Enabling Technologies
Open
28 Apr 2021
Dear SEO Letter - Prompt Notifications to the DFSA
Open
22 Dec 2020
DFSA Cyber Risk Management Guidelines
Open
22 Nov 2020
Regulatory Relief Measures
Open
16 Nov 2020
Transition from Inter Bank Offered Rates to Alternative Reference Rates - Follow-up
Open
24 Sep 2020
Transition from Inter Bank Offered Rates to Alternative Reference Rates
Open
26 Jul 2020
Enhancements to the DFSA’s Supervised Firm Contact Form (SFCF) and DFSA ePortal
Open
06 May 2020
Joint Guidance on the treatment of financial crime risks and obligations in the UAE in the Context of the COVID-19 crisis
Open
22 Apr 2020
Regulatory Relief Measures to Support the Community
Open
09 Apr 2020
2020 Reporting Requirements
Open
24 Mar 2020
The DFSA response to Covid-19
Open
23 Mar 2020
Cyber Risk Monitoring and Reporting
Open
08 Mar 2020
Operational Resilience Measures
Open
04 Feb 2020
Ensuring Fitness and Propriety of Authorised Individuals and Employees
Open
07 Jan 2020
DFSA Cyber Threat Intelligence Platform
Open
04 Sep 2019
Demonstrating competence and expertise – Continuing Professional Development
Open
08 Aug 2019
Updated UAE National Risk Assessment 2019 and Anti-Money Laundering and Combating the Financing of Terrorism and Illegal Organisations Guidelines for Financial Institutions
Open
24 Jun 2019
GoAML Application
Open
28 May 2019
Reporting Obligations - Foreign Account Tax Compliance Act and Common Reporting Standards
Open
15 Apr 2019
The UAE National Risk Assessment Brief and Federal AML Legislation
Open
07 Apr 2019
2019/2020 DFSA's Supervisory Priorities
Open
04 Apr 2019
Updated Regulatory Forms
Open
16 Dec 2018
Submitting Annual Reports using the DFSA ePortal in 2019
Open
29 Oct 2018
Recent Changes to the DFSA AML Rulebook, DNFBP Registration and Supervision
Open
24 Jul 2018
Updates to DFSA ePortal
Open
23 Jul 2018
Outcome of Financial Crime Thematic Review
Open
05 Jun 2018
Reporting Obligations - Foreign Account Tax Compliance Act and Common Reporting Standards
Open
26 Dec 2017
European Union (EU) Legal Entity Identifier Requirement
