DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

presentations

Relevant presentations from DFSA Executives relating to topical issues will be posted here from time-to-time.

 

25 May 2022

25 May 2022 - Outreach on Thematic Reviews: Brokerage - AML Trade Finance

17 Jun 2021

17 June 2021 - DFSA Private Sector Outreach DNFBPs

13 Jun 2021

13 June 2021 - DFSA Private Sector Outreach Financial Institutions

29 March 2021 - Suitability Outreach

28 Nov 2019

28 November 2019 - DFSA Outreach Session: UAE Sanctions Compliance Framework

01 May 2019

1 May 2019 - DFSA Outreach Session: Representative Offices

07 Apr 2019

7 April 2019 - DFSA Outreach Session: Impact of the New DIFC Companies Law regime on DFSA regulated firms

28 Nov 2019

12 March 2019 - DFSA Outreach Session: Regulatory Reporting Regime

25 Jun 2018

25 June 2018 - Annual Supervision Outreach Session:

11 Dec 2017

11 December 2017 - Outreach Session: Enhancing Our Funds Regime

25 May 2017

25 May 2017 - FinTech R/evolution and DIFC Presentation Presentation

03 May 2017

3 May 2017 - Annual Supervision Outreach Session :

03 May 2017

3 May 2017 - External Speakers Presentations :

25 Jan 2017

25 January 2017 - DFSA Outreach Session: Rule Changes under CP 106 on Arranging, Representative Office Activities and Financial Promotions

15 Dec 2016

15 December 2016 - DFSA outreach Session: Cyber Risks

25 Jul 2016

25 July 2016 - CP 106 - Regulation of Arranging, Representative Office Activities and Financial Promotions

18 Jul 2016

18 July 2016 - Legislative Changes Resulting From CP 103 Proposals

30 May 2016 - CONG and DFSA Supervision Annual Outreach Session:

04 Jan 2016

4 January 2016 - Presentation at the DFSA Outreach Session on Insurance Activities

19 Oct 2015

19 October 2015 - Presentation at the DFSA Outreach Session on Representative Offices

15 Jun 2015

15 June 2015 - Presentation at the Dechert Seminar on Types of Funds in the DIFC

11 Jun 2015

11 June 2015 - CONG and DFSA Supervision Annual Outreach Session:

09 Apr 2015

9 April 2015 - Presentation at the DFSA Supervision Outreach Session on Regulatory Reporting Regime

23 Feb 2015

23 February 2015 - Presentation at the DFSA Policy and Legal Outreach Session on Changes to the Client Classification Regime

18 Nov 2014

18 November 2014 - CONG and DFSA Outreach on Policy Update, Prudential Matters, Conduct of Business Risk, Business Plan and Priorities

30 Sep 2014

30 September 2014 - Presentation at the DFSA Outreach Session on the Proposed Changes to the Client Classification Regime

19 Mar 2014

19 March 2014 - Presentation at the DFSA Outreach Session on the Supervisory Review and Evaluation Processes - IRAP and ICAAP

11 Dec 2013

11 December 2013 - Presentation at the DFSA for Compliance Officers Networking Group (CONG) on DFSA's Remuneration Thematic Review Key Findings 2013

04 Mar 2013

4 March 2013 - Presentation at the DFSA Outreach Session on The DFSA New Prudential Framework

22 Mar 2011

22 March 2011 - Presentation at the DFSA Outreach Session on AML and Red Flags

17 Jun 2008

17 June 2008 - Bryan Stirewalt, Director Supervision, Presentation at the DFSA Outreach Session on AML and CTF

See also

Frequently Asked Questions

Supervised Firm Contact Form

DFSA Complaints Portal

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