31 May 2023
31 May 2023 - DFSA Annual Supervision Outreach 2023 - Morning Session Presentation
Open
Relevant presentations from DFSA Executives relating to topical issues will be posted here from time-to-time.
31 May 2023 - DFSA Annual Supervision Outreach 2023 - Breakout Group One: Authorisations
Open
31 May 2023 - DFSA Annual Supervision Outreach - Breakout Group Two: Risk Assessments and Thematic Reviews
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31 May 2023 - DFSA Annual Supervision Outreach - Breakout Group Three: Prudential and Conduct of Business Risks
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31 May 2023 - Annual Supervision Outreach 2023 - Breakout Session Four: Innovation and Technology Risk Supervision
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6 September 2022 - DFSA Outreach Session on the 2020/2021 Representative Office Sectoral Review
Open
7 April 2019 - DFSA Outreach Session: Impact of the New DIFC Companies Law regime on DFSA regulated firms
Open
25 January 2017 - DFSA Outreach Session: Rule Changes under CP 106 on Arranging, Representative Office Activities and Financial Promotions
Open
25 July 2016 - CP 106 - Regulation of Arranging, Representative Office Activities and Financial Promotions
Open
19 October 2015 - Presentation at the DFSA Outreach Session on Representative Offices
Open
9 April 2015 - Presentation at the DFSA Supervision Outreach Session on Regulatory Reporting Regime
Open
23 February 2015 - Presentation at the DFSA Policy and Legal Outreach Session on Changes to the Client Classification Regime
Open
18 November 2014 - CONG and DFSA Outreach on Policy Update, Prudential Matters, Conduct of Business Risk, Business Plan and Priorities
Open
30 September 2014 - Presentation at the DFSA Outreach Session on the Proposed Changes to the Client Classification Regime
Open
19 March 2014 - Presentation at the DFSA Outreach Session on the Supervisory Review and Evaluation Processes - IRAP and ICAAP
Open
11 December 2013 - Presentation at the DFSA for Compliance Officers Networking Group (CONG) on DFSA's Remuneration Thematic Review Key Findings 2013
Open
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