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Relevant presentations from DFSA Executives relating to topical issues will be posted here from time-to-time.
Outreach Presentation: Complaints Handling and Disclosures, Marketing Materials and Financial Promotions
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DFSA Annual Outreach 2024 - Presentation Deck
Business AML Risk Assessment: Key Themes and Findings
Suspicious Activity Reports Outreach Session: Key Themes & Findings - June 2024
Brokerage Business Models Outreach: Conduct Supervision and Enforcement - March 2024
Private Banking Business Models Outreach: Conduct Supervision and Enforcement - March 2024
DFSA Outreach Session on the 2023 Representative Office Sectoral Review - October 2023
DFSA Annual Supervision Outreach 2023 - Morning Session Presentation - 31 May 2023
31 May 2023 - DFSA Annual Supervision Outreach 2023 - Breakout Group One: Authorisations
31 May 2023 - DFSA Annual Supervision Outreach - Breakout Group Two: Risk Assessments and Thematic Reviews
31 May 2023 - DFSA Annual Supervision Outreach - Breakout Group Three: Prudential and Conduct of Business Risks
31 May 2023 - Annual Supervision Outreach 2023 - Breakout Session Four: Innovation and Technology Risk Supervision
6 September 2022 - DFSA Outreach Session on the 2020/2021 Representative Office Sectoral Review
25 May 2022 - Outreach on Thematic Reviews: Brokerage - AML Trade Finance
17 June 2021 - DFSA Private Sector Outreach DNFBPs
13 June 2021 - DFSA Private Sector Outreach Financial Institutions
29 March 2021 - Suitability Outreach
28 November 2019 - DFSA Outreach Session: UAE Sanctions Compliance Framework
1 May 2019 - DFSA Outreach Session: Representative Offices
7 April 2019 - DFSA Outreach Session: Impact of the New DIFC Companies Law regime on DFSA regulated firms
12 March 2019 - DFSA Outreach Session: Regulatory Reporting Regime
25 June 2018 - Annual Supervision Outreach Session:
11 December 2017 - Outreach Session: Enhancing Our Funds Regime
25 May 2017 - FinTech R/evolution and DIFC Presentation Presentation
3 May 2017 - Annual Supervision Outreach Session :
3 May 2017 - External Speakers Presentations :
25 January 2017 - DFSA Outreach Session: Rule Changes under CP 106 on Arranging, Representative Office Activities and Financial Promotions
15 December 2016 - DFSA outreach Session: Cyber Risks
25 July 2016 - CP 106 - Regulation of Arranging, Representative Office Activities and Financial Promotions
18 July 2016 - Legislative Changes Resulting From CP 103 Proposals
30 May 2016 - CONG and DFSA Supervision Annual Outreach Session:
4 January 2016 - Presentation at the DFSA Outreach Session on Insurance Activities
19 October 2015 - Presentation at the DFSA Outreach Session on Representative Offices
15 June 2015 - Presentation at the Dechert Seminar on Types of Funds in the DIFC
11 June 2015 - CONG and DFSA Supervision Annual Outreach Session:
9 April 2015 - Presentation at the DFSA Supervision Outreach Session on Regulatory Reporting Regime
23 February 2015 - Presentation at the DFSA Policy and Legal Outreach Session on Changes to the Client Classification Regime
18 November 2014 - CONG and DFSA Outreach on Policy Update, Prudential Matters, Conduct of Business Risk, Business Plan and Priorities
30 September 2014 - Presentation at the DFSA Outreach Session on the Proposed Changes to the Client Classification Regime
19 March 2014 - Presentation at the DFSA Outreach Session on the Supervisory Review and Evaluation Processes - IRAP and ICAAP
11 December 2013 - Presentation at the DFSA for Compliance Officers Networking Group (CONG) on DFSA's Remuneration Thematic Review Key Findings 2013
4 March 2013 - Presentation at the DFSA Outreach Session on The DFSA New Prudential Framework
22 March 2011 - Presentation at the DFSA Outreach Session on AML and Red Flags
17 June 2008 - Bryan Stirewalt, Director Supervision, Presentation at the DFSA Outreach Session on AML and CTF
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