DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

presentations

Relevant presentations from DFSA Executives relating to topical issues will be posted here from time-to-time.

 

31 May 2023

31 May 2023 - DFSA Annual Supervision Outreach 2023 - Morning Session Presentation

31 May 2023

31 May 2023 - DFSA Annual Supervision Outreach 2023 - Breakout Group One: Authorisations

31 May 2023

31 May 2023 - DFSA Annual Supervision Outreach - Breakout Group Two: Risk Assessments and Thematic Reviews

31 May 2023

31 May 2023 - DFSA Annual Supervision Outreach - Breakout Group Three: Prudential and Conduct of Business Risks

31 May 2023

31 May 2023 - Annual Supervision Outreach 2023 - Breakout Session Four: Innovation and Technology Risk Supervision

6 September 2022 - DFSA Outreach Session on the 2020/2021 Representative Office Sectoral Review

25 May 2022

25 May 2022 - Outreach on Thematic Reviews: Brokerage - AML Trade Finance

17 Jun 2021

17 June 2021 - DFSA Private Sector Outreach DNFBPs

13 Jun 2021

13 June 2021 - DFSA Private Sector Outreach Financial Institutions

29 March 2021 - Suitability Outreach

28 Nov 2019

28 November 2019 - DFSA Outreach Session: UAE Sanctions Compliance Framework

01 May 2019

1 May 2019 - DFSA Outreach Session: Representative Offices

07 Apr 2019

7 April 2019 - DFSA Outreach Session: Impact of the New DIFC Companies Law regime on DFSA regulated firms

28 Nov 2019

12 March 2019 - DFSA Outreach Session: Regulatory Reporting Regime

25 Jun 2018

25 June 2018 - Annual Supervision Outreach Session:

11 Dec 2017

11 December 2017 - Outreach Session: Enhancing Our Funds Regime

25 May 2017

25 May 2017 - FinTech R/evolution and DIFC Presentation Presentation

03 May 2017

3 May 2017 - Annual Supervision Outreach Session :

03 May 2017

3 May 2017 - External Speakers Presentations :

25 Jan 2017

25 January 2017 - DFSA Outreach Session: Rule Changes under CP 106 on Arranging, Representative Office Activities and Financial Promotions

15 Dec 2016

15 December 2016 - DFSA outreach Session: Cyber Risks

25 Jul 2016

25 July 2016 - CP 106 - Regulation of Arranging, Representative Office Activities and Financial Promotions

18 Jul 2016

18 July 2016 - Legislative Changes Resulting From CP 103 Proposals

30 May 2016 - CONG and DFSA Supervision Annual Outreach Session:

04 Jan 2016

4 January 2016 - Presentation at the DFSA Outreach Session on Insurance Activities

19 Oct 2015

19 October 2015 - Presentation at the DFSA Outreach Session on Representative Offices

15 Jun 2015

15 June 2015 - Presentation at the Dechert Seminar on Types of Funds in the DIFC

11 Jun 2015

11 June 2015 - CONG and DFSA Supervision Annual Outreach Session:

09 Apr 2015

9 April 2015 - Presentation at the DFSA Supervision Outreach Session on Regulatory Reporting Regime

23 Feb 2015

23 February 2015 - Presentation at the DFSA Policy and Legal Outreach Session on Changes to the Client Classification Regime

18 Nov 2014

18 November 2014 - CONG and DFSA Outreach on Policy Update, Prudential Matters, Conduct of Business Risk, Business Plan and Priorities

30 Sep 2014

30 September 2014 - Presentation at the DFSA Outreach Session on the Proposed Changes to the Client Classification Regime

19 Mar 2014

19 March 2014 - Presentation at the DFSA Outreach Session on the Supervisory Review and Evaluation Processes - IRAP and ICAAP

11 Dec 2013

11 December 2013 - Presentation at the DFSA for Compliance Officers Networking Group (CONG) on DFSA's Remuneration Thematic Review Key Findings 2013

04 Mar 2013

4 March 2013 - Presentation at the DFSA Outreach Session on The DFSA New Prudential Framework

22 Mar 2011

22 March 2011 - Presentation at the DFSA Outreach Session on AML and Red Flags

17 Jun 2008

17 June 2008 - Bryan Stirewalt, Director Supervision, Presentation at the DFSA Outreach Session on AML and CTF

See also

Frequently Asked Questions

Supervised Firm Contact Form

DFSA Complaints Portal

For better web experience, please use the website in portrait mode