Presentations

Outreach Presentation: Complaints Handling and  Disclosures, Marketing Materials and Financial Promotions

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DFSA Annual Outreach 2024 - Presentation Deck

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Business AML Risk Assessment: Key Themes and Findings

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Suspicious Activity Reports Outreach Session: Key Themes & Findings - June 2024

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Brokerage Business Models Outreach: Conduct Supervision and Enforcement - March 2024

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Private Banking Business Models Outreach: Conduct Supervision and Enforcement - March 2024

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DFSA Outreach Session on the 2023 Representative Office Sectoral Review - October 2023

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DFSA Annual Supervision Outreach 2023 - Morning Session Presentation - 31 May 2023

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31 May 2023 - DFSA Annual Supervision Outreach 2023 - Breakout Group One: Authorisations

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31 May 2023 - DFSA Annual Supervision Outreach - Breakout Group Two: Risk Assessments and Thematic Reviews

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31 May 2023 - DFSA Annual Supervision Outreach - Breakout Group Three: Prudential and Conduct of Business Risks

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31 May 2023 - Annual Supervision Outreach 2023 - Breakout Session Four: Innovation and Technology Risk Supervision

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6 September 2022 - DFSA Outreach Session on the 2020/2021 Representative Office Sectoral Review

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25 May 2022 - Outreach on Thematic Reviews: Brokerage - AML Trade Finance

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17 June 2021 - DFSA Private Sector Outreach DNFBPs

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13 June 2021 - DFSA Private Sector Outreach Financial Institutions

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29 March 2021 - Suitability Outreach

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28 November 2019 - DFSA Outreach Session: UAE Sanctions Compliance Framework

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1 May 2019 - DFSA Outreach Session: Representative Offices

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7 April 2019 - DFSA Outreach Session: Impact of the New DIFC Companies Law regime on DFSA regulated firms

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12 March 2019 - DFSA Outreach Session: Regulatory Reporting Regime

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25 June 2018 - Annual Supervision Outreach Session:

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11 December 2017 - Outreach Session: Enhancing Our Funds Regime

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25 May 2017 - FinTech R/evolution and DIFC Presentation Presentation

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3 May 2017 - Annual Supervision Outreach Session :

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3 May 2017 - External Speakers Presentations :

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25 January 2017 - DFSA Outreach Session: Rule Changes under CP 106 on Arranging, Representative Office Activities and Financial Promotions

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15 December 2016 - DFSA outreach Session: Cyber Risks

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25 July 2016 - CP 106 - Regulation of Arranging, Representative Office Activities and Financial Promotions

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18 July 2016 - Legislative Changes Resulting From CP 103 Proposals

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30 May 2016 - CONG and DFSA Supervision Annual Outreach Session:

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4 January 2016 - Presentation at the DFSA Outreach Session on Insurance Activities

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19 October 2015 - Presentation at the DFSA Outreach Session on Representative Offices

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15 June 2015 - Presentation at the Dechert Seminar on Types of Funds in the DIFC

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11 June 2015 - CONG and DFSA Supervision Annual Outreach Session:

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9 April 2015 - Presentation at the DFSA Supervision Outreach Session on Regulatory Reporting Regime

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23 February 2015 - Presentation at the DFSA Policy and Legal Outreach Session on Changes to the Client Classification Regime

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18 November 2014 - CONG and DFSA Outreach on Policy Update, Prudential Matters, Conduct of Business Risk, Business Plan and Priorities

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30 September 2014 - Presentation at the DFSA Outreach Session on the Proposed Changes to the Client Classification Regime

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19 March 2014 - Presentation at the DFSA Outreach Session on the Supervisory Review and Evaluation Processes - IRAP and ICAAP

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11 December 2013 - Presentation at the DFSA for Compliance Officers Networking Group (CONG) on DFSA's Remuneration Thematic Review Key Findings 2013

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4 March 2013 - Presentation at the DFSA Outreach Session on The DFSA New Prudential Framework

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22 March 2011 - Presentation at the DFSA Outreach Session on AML and Red Flags

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17 June 2008 - Bryan Stirewalt, Director Supervision, Presentation at the DFSA Outreach Session on AML and CTF

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