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Compliance with Sanctions and Related Operational Risks
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Update re High Risk Jurisdictions: IMMEDIATE ACTION REQUIRED
UAE Supervisory Authority Sub-Committee's Targeted Financial Sanctions Thematic Review 2023
UAE Supervisory Authority Sub-Committee’s Suspicious Activity and Transaction Reporting Thematic Review 2023
Notification re the UAE Financial Intelligence Unit’s (UAE FIU) Integrated Enquiry Management System (IEMS)
Amendments to the Regulatory Law and to the DFSA AML Rules and Guidance resulting from changes in Federal AML Legislation
Late submission fee for 2022 AML Returns
Update: High Risk Jurisdictions
TFS Awareness in relation to UNSCRs 1267 (1999), 1989 (2011), and 1988 (2011)
Notification re UAE National List of Terrorist Individuals and Entities
Reporting Mechanism re United Nations Security Council (UNSC) Resolutions and UAE National Sanctions List
AML/CFT Joint Supervisory Guidance on the common themes observed during inspections of FIs and DNFBPs
Security Council ISIL (Da’esh) and Al-Qaida Sanctions Committee Adds One Entry to Its Sanctions List: IMMEDIATE ACTION REQUIRED
Typologies paper on the circumvention of Targeted Sanctions against Terrorism and the Proliferation of Weapons of Mass Destruction - added to the DFSA website
New Guidance on Targeted Financial Sanctions - added to the DFSA website
Identifiers for the UAE Local Terrorism List – Updated Template
Updated UAE Federal AML/CFT Guidelines - for Financial Institutions and Designated Non-Financial Businesses or Professions (DNFBPs) - added to the DFSA website
Subject: Security Council Committee established pursuant to resolution 1518 (2003) Removes Six Entries from Its Sanctions List: IMMEDIATE ACTION REQUIRED
Security Council ISIL (Da’esh), Al-Qaida Sanctions Committee Amends One Entry on Its Sanctions List: IMMEDIATE ACTION REQUIRED
Security Council 2140 Sanctions Committee Amends One Entry on Its Sanctions List: IMMEDIATE ACTION REQUIRED
Security Council Sanctions Committee Concerning Central African Republic Removes One Entity from Its Sanctions List: IMMEDIATE ACTION REQUIRED
Security Council ISIL (Da’esh) and Al-Qaida Sanctions Committee Amends Eight Entries on Its Sanctions List: IMMEDIATE ACTION REQUIRED
High Risk Jurisdiction Notice
Security Council Sanctions Committee Concerning Sudan Removes One Entry from Its Sanctions List: IMMEDIATE ACTION REQUIRED
Security Council Sanctions Committee concerning Somalia Adds Three Entries to Its Sanctions List: IMMEDIATE ACTION REQUIRED
Security Council ISIL (Da’esh) and Al-Qaida Sanctions Committee Amends 92 Entries on Its Sanctions List: IMMEDIATE ACTION REQUIRED
Security Council Sanctions Committee concerning Central African Republic Amends One Entry on Its Sanctions List: IMMEDIATE ACTION REQUIRED
Security Council Sanctions Committee Concerning Iraq Removes Two Individuals from Its Sanctions List: IMMEDIATE ACTION REQUIRED
Security Council ISIL (Da’esh) and Al-Qaida Sanctions Committee Removes Two Entries from Its Sanctions List: IMMEDIATE ACTION REQUIRED
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