DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Expanding Your Business

Changes to your business model

An Authorised Firm wishing to change its scope of licence, or obtain specific endorsements, should review and complete the relevant application form:

SUP4 Applying to vary a Licence.

SUP5 Application to request an endorsement on the Licence of a new applicant firm or add or remove an endorsement on the Licence of an existing firm.

Please request a meeting with the DFSA, using the Supervised Firm Contact Form[LINK], should you wish to discuss a proposal. Certain applications will require payment of a fee, so please review the Fees module of the DFSA Rulebook.

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