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MARKETS BRIEF

The purpose of the Markets Brief is to provide issuers and market practitioners with information about the DFSA’s approach to a particular matter or to a particular process, for example, how the DFSA will generally deal with an application for approval of a prospectus or what its position is on a new or emerging market practice.​

Markets Brief

Introductory Markets Brief – Getting Ready to List

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Markets Brief

MB 1 - The DIFC Listing Regime

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Markets Brief

MB 2 - The Listing Debt in the DIFC - (Updated December 2015)

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Markets Brief

MB 3 - Offers of Securities

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Markets Brief

MB 4 - The DFSA Sponsor Regime

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Markets Brief

MB 5 - Update to MB 2

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Markets Brief

MB 6 - Ongoing Market Disclosure

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Markets Brief

MB 7 - Financial Promotions and Offers

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Markets Brief

MB 8 - Prospectus Disclosure - Financial Information

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Markets Brief

MB 9 - Eligibility for listing

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Markets Brief

MB 10 - Listed Funds

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Markets Brief

MB 11 - Repurchase of Debt

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Markets Brief

MB 12 - Supplementary Prospectus

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Markets Brief

MB 13 - The DFSA Corporate Governance Regime

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Markets Brief

MB 14 -Dealing with Inside Information

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Markets Brief

MB 15 - Provision of Liquidity Operations and Services

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Markets Brief

MB 16 - Listing of Foreign Funds on an AMI

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Markets Brief

MB 17 - Wash Trades - sale or purchase of Shares with no change in beneficial ownership

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Markets Brief

MB 18 - DFSA Green Bond Best Practice Guidelines *Superseded by MB 26

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Markets Brief

MB 19 - Update on Coronavirus (COVID-19)

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03 Nov 2020

MB 20 - DFSA Listing Regime for SMEs (Updated November 2020)

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Markets Brief

MB 21 - Insider Lists for Reporting Entities

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Markets Brief

MB 22 - LIBOR Transition for DIFC-issued Debentures

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Markets Brief

MB 23 - Covid-19 disclosures in Annual Financial Statements of Reporting Entities

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Markets Brief

MB 24 - Suspicious Transaction and Order Reports (STOR)

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Markets Brief

MB 25 - Special Purpose Acquisition Companies (SPACs)

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Markets Brief

MB 26 - DFSA Best Practice Guidelines on ESG Bonds

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Markets Brief

MB 27 - Disclosure considerations relating to ESG and climate change related matters

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See also

Frequently Asked Questions

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Supervised Firm Contact Form

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DFSA Complaints Portal

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