DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

MARKETS BRIEF

The purpose of the Markets Brief is to provide issuers and market practitioners with information about the DFSA’s approach to a particular matter or to a particular process, for example, how the DFSA will generally deal with an application for approval of a prospectus or what its position is on a new or emerging market practice.​

Markets Brief

Introductory Markets Brief – Getting Ready to List

Markets Brief

MB 1 - The DIFC Listing Regime

Markets Brief

MB 2 - The Listing Debt in the DIFC - (Updated December 2015)

Markets Brief

MB 3 - Offers of Securities

Markets Brief

MB 4 - The DFSA Sponsor Regime

Markets Brief

MB 5 - Update to MB 2

Markets Brief

MB 6 - Ongoing Market Disclosure

Markets Brief

MB 7 - Financial Promotions and Offers

Markets Brief

MB 8 - Prospectus Disclosure - Financial Information

Markets Brief

MB 9 - Eligibility for listing

Markets Brief

MB 10 - Listed Funds

Markets Brief

MB 11 - Repurchase of Debt

Markets Brief

MB 12 - Supplementary Prospectus

Markets Brief

MB 13 - The DFSA Corporate Governance Regime

Markets Brief

MB 14 -Dealing with Inside Information

Markets Brief

MB 15 - Provision of Liquidity Operations and Services

Markets Brief

MB 16 - Listing of Foreign Funds on an AMI

Markets Brief

MB 17 - Wash Trades - sale or purchase of Shares with no change in beneficial ownership

Markets Brief

MB 18 - DFSA Green Bond Best Practice Guidelines

Markets Brief

MB 19 - Update on Coronavirus (COVID-19)

03 Nov 2020

MB 20 - DFSA Listing Regime for SMEs (Updated November 2020)

Markets Brief

MB 21 - Insider Lists for Reporting Entities

Markets Brief

MB 22 - LIBOR Transition for DIFC-issued Debentures

See also

Frequently Asked Questions

Supervised Firm Contact Form

DFSA Complaints Portal

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