DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
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CHECKLISTS

To download a checklist, click on the relevant link listed below.

Prospectus Rules Checklists

Market Rules of the DFSA Rulebook
 

Prospectus

APP1.1

Registration statement for Shares

Open

Prospectus

APP1.1

Registration Statement for Debentures

Open

Prospectus

A1.2

Securities note for Shares

Open

Prospectus

A1.2

Securities note for Debentures

Open

Prospectus

A4

Corporate governance standards

Open


Other Checklists

DFSA Rulebook
 

Checklists

IFR Module - 7 Prospectus Disclosure

Open

Checklists

PRS Module - 4 Prospectus Disclosure

Open

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