DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

CHECKLISTS

To download a checklist, click on the relevant link listed below.

Prospectus Rules Checklists

Market Rules of the DFSA Rulebook
 

Prospectus

A1.1

Registration statement for Shares

Prospectus

A1.1

Registration statement for Shares

Prospectus

A1.2

Securities note for Shares

Prospectus

A1.2

Securities note for Debentures

Prospectus

A4

Corporate governance standards


Other Checklists

DFSA Rulebook
 

Checklists

IFR Module - 7 Prospectus Disclosure

Checklists

PRS Module - 4 Prospectus Disclosure

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