DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

SUPERVISORY METHODOLOGY

The Financial Crime Prevention Team (the FCP Team) is responsible for the oversight of financial crime risks, which includes supervising and monitoring Relevant Persons for compliance with all AML/CTF/Sanctions legislation, rules and requirements that apply in the DIFC. The FCP Team utilises various tools, methodologies and approaches to engage, identify, monitor, mitigate and report AML/CTF/Sanctions threats, vulnerabilities and non-compliance concerning Relevant Persons in the DIFC.
 

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