DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

SUPERVISORY METHODOLOGY

The Financial Crime Prevention Team (FCP Team) is responsible for the oversight of financial crime risks which includes supervising and monitoring Relevant Persons for compliance with all applicable AML/CTF and Sanctions legislation, rules and requirements. The FCP Team utilises various tools and methodologies to engage, identify, monitor and mitigate AML/CTF and Sanctions threats and vulnerabilities within the DIFC.

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