DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

News

Back to news
01 Feb 2016, 12:02 pm

Notice of Amendments to the DFSA Sourcebook

 

TAKE NOTICE THAT:
 
The Chief Executive issued the “February 2016” Edition of the Regulatory Policy and Process ("RPP") Module of the DFSA Sourcebook replacing the “July 2015 Edition” on 1st February 2016.
 
The amendments can be viewed under the Notice of Updates section on the DFSA website.
 
Further, the following DFSA forms have been updated on the website: 
 
AUT – PFS      Public Fund supplement
 
AUT – EFF      Exempt Fund Form
 
AUT – IND1    Application for authorisation Authorised Individual status
 
AUT – CRA    Applying for Authorisation as a Credit Rating Agency
 
AUD 7             Annual Information Return
 
 

 

For better web experience, please use the website in portrait mode