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BTA Finance Limited

Trading Name: BTA Finance Limited

Name

BTA Finance Limited

Legal Status:

DIFC Company

DFSA Reference Number:

F003379

Address

Unit S1301&1302, Level 13, South Tower, Emirates Financial Towers, DIFC, PO Box 507101, Dubai, UAE

Telephone Number

971 4 457 3171

Date of Licence

30-Mar-2016

Endorsements

Holding or Controlling Client Assets

Financial Service

Investments

Arranging Deals in Investments

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Advising on Financial Products

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Custody

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Credit & Advising on Credit

Dealing in Investments as Principal

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Dealing in Investments as Agent

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Managing Assets

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Providing Custody

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Managing a Collective Investment Fund

Restrictions

Dealing in Investments as Principal is limited to deals undertaken on a Matched Principal basis only. Managing a Collective Investment Fund is restricted to fund management in respect of Qualified Investor Funds and Exempt Funds.


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