Name
Neuberger Berman Europe Limited
Legal Status:
Non-DIFC Company
DFSA Reference Number:
F003478
Address
Unit L29-10, Level 29, ICD Brookfield Place, DIFC, PO Box 507121, Dubai, UAE
Telephone Number
971 4 428 8460
Date of Licence
06-Jun-2016
Endorsements
Holding or Controlling Client Assets
Financial Service
Investments
Arranging Deals in Investments
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Advising on Financial Products
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Managing Assets
Certificates, Debentures, Futures, Options, Shares, Warrants, Units
Arranging Credit & Advising on Credit
Managing a Collective Investment Fund
Restrictions
Managing a Collective Investment Fund is restricted to fund management in respect of Qualified Investor Funds and Exempt Funds.
Mrs Rensche Olivier
I017464
Authorised Individuals
10-Dec-2024
Mr Laith Hasan Said Abdel Khaleq
I010465
Authorised Individuals
20-Sep-2024
Mr Russel Alexandre Boyd
I009864
Authorised Individuals
13-Jul-2017
Mr Balraj Singh Malhi
I009610
Authorised Individuals
14-May-2017
Mr Nader Salman Puali
I017550
Authorised Individuals (Withdrawn)
27-Feb-2023
11-Jul-2024
Mr Kaveh Samie
I004124
Authorised Individuals (Withdrawn)
17-Jan-2021
30-Nov-2022
Mr Nico Albert Van Bockstal
I002449
Authorised Individuals (Withdrawn)
06-Jun-2016
24-Jan-2024
Mr Jahangir Aka
I002036
Authorised Individuals (Withdrawn)
06-Jun-2016
22-Oct-2020
Mr Michael Royston Thornton
I008074
Authorised Individuals (Withdrawn)
06-Jun-2016
07-May-2017
Mr Drake Lowey Dubin
I008073
Authorised Individuals (Withdrawn)
06-Jun-2016
14-Aug-2016
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