Individuals

Firm Name

Eagle Investments Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Aug-2023

Withdrawal Date

Comments

Firm Name

Pemberton Capital Advisors LLP

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Nov-2022

Withdrawal Date

Comments

Firm Name

Arcadia Capital Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Nov-2022

Withdrawal Date

Comments

Firm Name

OMEGA Wealth Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Jul-2022

Withdrawal Date

24-Jan-2023

Comments

Firm Name

Amundi Asset Management

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Jun-2021

Withdrawal Date

05-Aug-2021

Comments

Firm Name

Bank of Africa United Kingdom Plc

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Mar-2020

Withdrawal Date

05-Aug-2021

Comments

Firm Name

Frere Hall Capital Management (Malta) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Jan-2020

Withdrawal Date

05-Aug-2021

Comments

Firm Name

Capital Dynamics Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Dec-2018

Withdrawal Date

26-Nov-2019

Comments

Firm Name

BIBD (Middle East) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

31-Oct-2018

Withdrawal Date

18-Nov-2019

Comments

Firm Name

FIL Distributors International Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Aug-2018

Withdrawal Date

18-Nov-2019

Comments