Name
Mr Adrian Leslie James Milne
DFSA Reference Number:
I005908
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Finance Officer,Senior Manager
Effective Date
03-Jul-2018
Withdrawal Date
07-Mar-2019
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Executive Officer,Senior Manager
Effective Date
23-Mar-2016
Withdrawal Date
25-Jan-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
24-Mar-2015
Withdrawal Date
29-Feb-2016
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
19-Jan-2015
Withdrawal Date
13-Mar-2016
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
04-May-2014
Withdrawal Date
22-Mar-2016
Comments
Bastion Capital London Limited
F002870
Authorised Firms (Withdrawn)
07-Mar-2019
IMM Group Limited
F002624
Authorised Firms (Withdrawn)
15-Dec-2019
Klay Capital Limited
F002026
Authorised Firms
First Eastern Capital Limited
F000175
Authorised Firms (Withdrawn)
01-Mar-2020
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