Name
Mr Carl Benjamin Holt
DFSA Reference Number:
I000651
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
11-Jul-2018
Withdrawal Date
16-Oct-2019
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
26-Feb-2014
Withdrawal Date
31-Dec-2016
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
27-Jun-2018
Withdrawal Date
16-Oct-2019
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
12-Aug-2014
Withdrawal Date
11-Feb-2015
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
25-Aug-2013
Withdrawal Date
30-Nov-2019
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
24-Aug-2011
Withdrawal Date
11-Oct-2012
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
04-Dec-2007
Withdrawal Date
09-Mar-2009
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
25-Sep-2007
Withdrawal Date
06-Jan-2008
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
24-Sep-2006
Withdrawal Date
12-Dec-2006
Comments
Fisher Asset Management LLC
F002240
Authorised Firms
Archr Brokers (DIFC) Limited
F004300
Authorised Firms
AllSeasonsPTL Investment Management Limited
F002670
Authorised Firms (Withdrawn)
06-Jun-2016
Exotix Partners LLP (Dubai)
F002410
Authorised Firms (Withdrawn)
10-Jan-2021
Barclays Bank PLC
F000013
Authorised Firms
Societe Generale
F000416
Authorised Firms
Newedge Group
F000643
Authorised Firms (Withdrawn)
26-Nov-2015
HSBC Bank Middle East Limited.
F000268
Authorised Firms (Withdrawn)
28-Jun-2015
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