DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr David Madison Smoot IV

DFSA Reference Number:

I003277

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

06-Sep-2016

Withdrawal Date

29-Jun-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Executive Officer,Licensed Director

Effective Date

27-Jan-2011

Withdrawal Date

14-Jan-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Executive Officer,Licensed Director

Effective Date

29-Apr-2010

Withdrawal Date

27-Nov-2011

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

25-Oct-2009

Withdrawal Date

13-Aug-2012

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Trucial Investment Partners Limited

F003562

Authorised Firms (Withdrawn)

29-Jun-2017

NewDawn GSE Asset Management Limited

F000301

Authorised Firms (Withdrawn)

14-Jan-2013

DIC Asset Management Limited

F000183

Authorised Firms (Withdrawn)

27-Nov-2011

MENA Infrastructure Fund (GP) Limited

F000314

Authorised Firms


Title
Category
Date of Use

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