Name
Mr Dorian James Phillips
DFSA Reference Number:
I017595
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
06-Jan-2026
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
22-Jan-2024
Withdrawal Date
19-May-2025
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
02-Jan-2026
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
05-Dec-2025
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
03-Nov-2025
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
23-Apr-2024
Withdrawal Date
12-Jun-2025
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
04-Oct-2024
Withdrawal Date
04-Jul-2025
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
01-Jul-2024
Withdrawal Date
30-Apr-2025
Comments
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