DFSA

Name

Mr Ephraim Bautista Adia

DFSA Reference Number:

I011922

Firm Name

IStar Capital Ltd

Individual type

Authorised Individuals

Functions

Finance Officer,Senior Manager

Effective Date

22-Jan-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Finance Officer,Senior Manager

Effective Date

17-Mar-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

14-Feb-2024

Withdrawal Date

12-Sep-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

11-Dec-2023

Withdrawal Date

31-Jan-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

29-Nov-2023

Withdrawal Date

24-Jul-2024

Comments

Firm Name

Ziina Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

30-Oct-2023

Withdrawal Date

25-Mar-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

14-Oct-2019

Withdrawal Date

26-Mar-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

28-Aug-2019

Withdrawal Date

03-Mar-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

29-May-2019

Withdrawal Date

09-Oct-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

13-Mar-2019

Withdrawal Date

30-Sep-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

17-Feb-2019

Withdrawal Date

11-Nov-2020

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Neo Capital (DIFC) Limited

F004559

Authorised Firms

IStar Capital Ltd

F004732

Authorised Firms

Taurus Wealth Advisors Limited

F003214

Authorised Firms

Straits Financial Advisors Ltd.

F007565

Authorised Firms (Withdrawn)

24-Jul-2024

Ziina Ltd

F006737

Authorised Firms (Withdrawn)

25-Mar-2024

Pearl Advisory Asset Management Limited

F005375

Authorised Firms

Adenium Energy Capital Advisors Limited (in Liquidation)

F001540

Authorised Firms (Withdrawn)

15-Aug-2023

BearBull Global Investments Group Limited

F003940

Authorised Firms

Edenhurst Capital Limited

F005081

Authorised Firms

Lighthouse Canton Capital (DIFC) Pte Limited

F004068

Authorised Firms

Arrow Capital (DIFC) Limited

F004766

Authorised Firms


Title
Category
Date of Use

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