Individuals

Firm Name

Safa Capital Limited

Individual type

Authorised Individuals

Functions

Senior Executive Officer,Licensed Director

Effective Date

18-Oct-2017

Withdrawal Date

Comments

Firm Name

Risk Exchange (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

22-Dec-2016

Withdrawal Date

28-Aug-2017

Comments

Firm Name

Bastion Capital London Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

23-Mar-2016

Withdrawal Date

19-Sep-2017

Comments

Firm Name

Klay Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

13-Mar-2016

Withdrawal Date

25-Aug-2016

Comments

Firm Name

Gulf International Finance Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

24-Nov-2015

Withdrawal Date

21-Mar-2016

Comments

Firm Name

Royal Shield Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

02-Mar-2014

Withdrawal Date

24-Nov-2015

Comments

Firm Name

Abwab Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

16-Jan-2014

Withdrawal Date

29-Aug-2017

Comments

Firm Name

First Eastern Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

22-Jan-2013

Withdrawal Date

04-May-2014

Comments

Firm Name

Roanoke International Brokers (MENA) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

22-Jan-2013

Withdrawal Date

12-Oct-2017

Comments

Firm Name

Unicapita Advisory Co. Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

02-Jan-2013

Withdrawal Date

15-Sep-2015

Comments

Firm Name

The Emirates Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

01-Oct-2012

Withdrawal Date

01-Jun-2016

Comments

Firm Name

GR Risk Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

19-Apr-2011

Withdrawal Date

09-Mar-2016

Comments

Firm Name

Swicorp (UAE) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

10-Jun-2008

Withdrawal Date

17-Dec-2008

Comments