Individuals

Firm Name

Hudson Bay Capital Management (DIFC) Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-May-2023

Withdrawal Date

Comments

Firm Name

Actis UK Advisers Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Feb-2023

Withdrawal Date

Comments

Firm Name

Exotix Advisory Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Feb-2023

Withdrawal Date

Comments

Firm Name

Reef Capital Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Feb-2023

Withdrawal Date

Comments

Firm Name

Altica Partners (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Money Laundering Reporting Officer

Effective Date

10-Jan-2023

Withdrawal Date

Comments

Firm Name

Dextera Capital Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Dec-2022

Withdrawal Date

Comments

Firm Name

Ardonagh Specialty (MENA) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Apr-2022

Withdrawal Date

10-Oct-2022

Comments

Firm Name

Safanad (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Money Laundering Reporting Officer

Effective Date

23-Nov-2020

Withdrawal Date

06-Oct-2022

Comments

Firm Name

Branford Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Aug-2020

Withdrawal Date

01-Oct-2022

Comments

Firm Name

Safa Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Oct-2019

Withdrawal Date

07-Oct-2022

Comments

Firm Name

Lakson Investments DIFC Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Sep-2019

Withdrawal Date

19-Jan-2021

Comments

Firm Name

Latitude Capital Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jul-2019

Withdrawal Date

11-Aug-2020

Comments

Firm Name

Novus Capital Advisors Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Jun-2019

Withdrawal Date

06-Oct-2022

Comments

Firm Name

BearBull Global Investments Group Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Jun-2019

Withdrawal Date

01-Oct-2022

Comments

Firm Name

Roanoke International Brokers (MENA) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Oct-2017

Withdrawal Date

29-May-2019

Comments

Firm Name

Risk Exchange (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Sep-2017

Withdrawal Date

30-May-2019

Comments

Firm Name

Abwab Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Aug-2017

Withdrawal Date

15-May-2019

Comments

Firm Name

H.K. Advisory Services Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Apr-2016

Withdrawal Date

21-Dec-2016

Comments

Firm Name

First Eastern Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Mar-2016

Withdrawal Date

16-May-2019

Comments