DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr John J Kartonchik

DFSA Reference Number:

I002416

Firm Name

NeoVision Ventures

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Oct-2021

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-May-2021

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Oct-2018

Withdrawal Date

16-Feb-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Apr-2018

Withdrawal Date

29-Sep-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Oct-2017

Withdrawal Date

16-Nov-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Aug-2013

Withdrawal Date

30-Sep-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Jun-2008

Withdrawal Date

16-Feb-2011

Comments

Name
Reference number
Type of Firm
Date Withdrawn

NeoVision Ventures

F006939

Authorised Firms

OCS International Finance LTD

F006520

Authorised Firms

Introspect Capital (DIFC) Limited

F004884

Authorised Firms

Creek Capital Limited

F004395

Authorised Firms

SEE Capital Limited

F003986

Authorised Firms (Withdrawn)

22-Jun-2021

Maples Fund Services (Middle East) Limited

F000762

Authorised Firms


Title
Category
Date of Use

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