DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Jose Alberto Altamirano Pena

DFSA Reference Number:

I008591

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Dec-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-May-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Jul-2020

Withdrawal Date

21-Nov-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Jan-2020

Withdrawal Date

15-Aug-2022

Comments

Firm Name

NBE (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Jan-2020

Withdrawal Date

07-Dec-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Nov-2018

Withdrawal Date

31-Dec-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Dec-2017

Withdrawal Date

15-Aug-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Oct-2017

Withdrawal Date

21-Nov-2019

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Jul-2017

Withdrawal Date

15-Aug-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Sep-2016

Withdrawal Date

16-Oct-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Jun-2016

Withdrawal Date

27-Aug-2019

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Introspect Capital (DIFC) Limited

F004884

Authorised Firms

Pasiv Financial Ltd

F006425

Authorised Firms

Mizuho International plc

F004328

Authorised Firms

Egypt Gulf Connect Limited

F004029

Authorised Firms

NBE (DIFC) Limited

F001451

Authorised Firms

Smart Investment Management Limited

F003881

Authorised Firms (Withdrawn)

31-Dec-2021

SAYACORP CAPITAL LTD

F003667

Authorised Firms

Alkhabeer Capital (DIFC) Limited

F003439

Authorised Firms (Withdrawn)

21-Nov-2019

Sarwa Investment Management Limited

F003607

Authorised Firms

Huna Capital Limited

F003466

Authorised Firms (Withdrawn)

17-Oct-2018

AXIS Strategic Partners Limited

F002404

Authorised Firms (Withdrawn)

15-Nov-2023


Title
Category
Date of Use

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