Individuals

Firm Name

Market Securities (Dubai) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer

Effective Date

27-Jan-2026

Withdrawal Date

Comments

Firm Name

North Rock Capital Management (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Sep-2025

Withdrawal Date

17-Dec-2025

Comments

Firm Name

Quilter Cheviot International Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Jul-2025

Withdrawal Date

03-Dec-2025

Comments

Firm Name

Macquarie Bank Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Nov-2024

Withdrawal Date

27-Jan-2026

Comments

Firm Name

Point72 (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Oct-2024

Withdrawal Date

05-Dec-2025

Comments

Firm Name

Lighthouse Partners (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Oct-2024

Withdrawal Date

12-Dec-2025

Comments

Firm Name

Cantor Fitzgerald Europe (DIFC Branch)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Mar-2019

Withdrawal Date

12-Dec-2023

Comments

Firm Name

GFI Securities Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Oct-2015

Withdrawal Date

12-Dec-2023

Comments

Firm Name

BGC Brokers L.P.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Nov-2013

Withdrawal Date

01-Dec-2023

Comments

Firm Name

SHUAA Asset Management Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Money Laundering Reporting Officer

Effective Date

14-Jun-2012

Withdrawal Date

13-Feb-2013

Comments

Firm Name

SHUAA Capital International Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Money Laundering Reporting Officer

Effective Date

14-Jun-2012

Withdrawal Date

13-Feb-2013

Comments