DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Mohsin Yakub Ismail

DFSA Reference Number:

I009627

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Jun-2022

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Dec-2018

Withdrawal Date

Comments

Firm Name

SH Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Jun-2021

Withdrawal Date

12-Dec-2021

Comments

Firm Name

KKR MENA Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Apr-2020

Withdrawal Date

31-Dec-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Dec-2018

Withdrawal Date

08-Nov-2021

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Sarwa Digital Wealth Limited

F004501

Authorised Firms

SH Capital Limited

F005980

Authorised Firms

KKR MENA Limited

F001075

Authorised Firms

Wilfred T. Fry (Personal Financial Planning) Limited

F005071

Authorised Firms

AxiCorp Financial Services Pty Ltd

F003742

Authorised Firms


Title
Category
Date of Use

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