Individuals

Firm Name

CMC Markets Middle East Limited

Individual type

Authorised Individuals

Functions

Licensed Director

Effective Date

16-Feb-2024

Withdrawal Date

Comments

Firm Name

Plus500AE LTD

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Feb-2023

Withdrawal Date

26-Apr-2023

Comments

Firm Name

Sarwa Digital Wealth Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Jun-2022

Withdrawal Date

07-Dec-2022

Comments

Firm Name

SH Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Jun-2021

Withdrawal Date

12-Dec-2021

Comments

Firm Name

KKR MENA Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Apr-2020

Withdrawal Date

31-Dec-2021

Comments

Firm Name

Wilfred T. Fry (Personal Financial Planning) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Dec-2018

Withdrawal Date

08-Nov-2021

Comments

Firm Name

AxiCorp Financial Services Pty Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Dec-2018

Withdrawal Date

01-Apr-2026

Comments