Individuals

Firm Name

Arrow Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Feb-2020

Withdrawal Date

04-Aug-2020

Comments

Firm Name

G CAPITAL Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Dec-2019

Withdrawal Date

29-Sep-2020

Comments

Firm Name

Kingdom Brokerage Re (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Mar-2019

Withdrawal Date

03-Oct-2019

Comments

Firm Name

Partners Group Advisors (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Feb-2019

Withdrawal Date

16-Sep-2020

Comments

Firm Name

Adenium Energy Capital Advisors Limited (in Liquidation)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Jun-2018

Withdrawal Date

04-May-2020

Comments

Firm Name

Shields Reinsurance Brokers Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Oct-2017

Withdrawal Date

31-Oct-2019

Comments

Firm Name

Harbour Wealth Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer

Effective Date

04-Jan-2017

Withdrawal Date

23-Oct-2018

Comments

Firm Name

Royal Shield Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Jul-2016

Withdrawal Date

02-Jul-2017

Comments

Firm Name

Invesense Asset Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Mar-2016

Withdrawal Date

16-Sep-2019

Comments

Firm Name

Badwa Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Jan-2016

Withdrawal Date

21-Sep-2016

Comments

Firm Name

Takaful Re Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Sep-2013

Withdrawal Date

31-Dec-2015

Comments

Firm Name

Levant Investment Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Nov-2008

Withdrawal Date

30-May-2013

Comments