DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Neil Gordon Guthrie

DFSA Reference Number:

I017690

Individual type

Authorised Individuals

Functions

Finance Officer,Senior Manager

Effective Date

15-Mar-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Finance Officer,Senior Manager

Effective Date

23-Mar-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

07-Mar-2023

Withdrawal Date

30-Jun-2023

Comments

Name
Reference number
Type of Firm
Date Withdrawn

ONE Swiss Private Wealth Limited

F002650

Authorised Firms

P79 Capital Limited

F004922

Authorised Firms

Tejara Capital International Limited

F000900

Authorised Firms


Title
Category
Date of Use

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