DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Nicholas Blaise Tappin

DFSA Reference Number:

I007685

Individual type

Authorised Individuals

Functions

Licensed Director

Effective Date

28-Oct-2022

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Licensed Director

Effective Date

14-Jul-2016

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

02-Jun-2021

Withdrawal Date

05-Jul-2022

Comments

Name
Reference number
Type of Firm
Date Withdrawn

LMR Partners (DIFC) Limited

F007522

Authorised Firms

Baraka Financial Limited

F006586

Authorised Firms

Cheyne Capital (MENA) Limited

F001845

Authorised Firms


Title
Category
Date of Use

For better web experience, please use the website in portrait mode