DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Oliver James Lee

DFSA Reference Number:

I003150

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

24-Oct-2016

Withdrawal Date

01-Nov-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

28-Dec-2011

Withdrawal Date

06-Apr-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

28-Jun-2009

Withdrawal Date

02-Sep-2009

Comments

Name
Reference number
Type of Firm
Date Withdrawn

SHUAA Asset Management Ltd

F000222

Authorised Firms (Withdrawn)

01-Nov-2017

SHUAA Capital International Ltd.

F000035

Authorised Firms (Withdrawn)

06-Apr-2020

Orion Capital Limited

F000639

Authorised Firms (Withdrawn)

02-Sep-2009


Title
Category
Date of Use

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