Individuals

Firm Name

Smart Crowd Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Sep-2023

Withdrawal Date

Comments

Firm Name

Investbridge Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-May-2019

Withdrawal Date

07-Jun-2022

Comments

Firm Name

Gateway Investment Management Services (DIFC) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Dec-2018

Withdrawal Date

10-Dec-2020

Comments

Firm Name

SDI Capital Limited (Suspended)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Oct-2015

Withdrawal Date

22-Nov-2015

Comments

Firm Name

Global Financial Products Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

31-Aug-2015

Withdrawal Date

22-Nov-2015

Comments

Firm Name

Robeco Institutional Asset Management B.V.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Dec-2014

Withdrawal Date

13-Dec-2015

Comments