DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Philip Hugh Southwell

DFSA Reference Number:

I003214

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

08-May-2014

Withdrawal Date

16-Mar-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Executive Officer,Senior Manager

Effective Date

17-Oct-2012

Withdrawal Date

12-Dec-2012

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Executive Officer,Senior Manager

Effective Date

10-Aug-2011

Withdrawal Date

12-Dec-2012

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Executive Officer,Licensed Director

Effective Date

13-Aug-2009

Withdrawal Date

10-Aug-2011

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Exotix Partners LLP (Dubai)

F002410

Authorised Firms (Withdrawn)

10-Jan-2021

Bank Julius Baer & Co. Ltd

F000010

Authorised Firms (Withdrawn)

04-May-2014

Merrill Lynch International

F000216

Authorised Firms

EFG-Hermes UAE Limited

F000075

Authorised Firms


Title
Category
Date of Use

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