DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Piriyathaksan Balasubramaniam

DFSA Reference Number:

I014146

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

30-Nov-2022

Withdrawal Date

20-Oct-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

06-Sep-2022

Withdrawal Date

13-Oct-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

15-Sep-2021

Withdrawal Date

17-Oct-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

23-Aug-2021

Withdrawal Date

27-Oct-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

01-Feb-2021

Withdrawal Date

07-Dec-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

30-Nov-2020

Withdrawal Date

16-Mar-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

16-Aug-2020

Withdrawal Date

29-Sep-2022

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Prudential Private Wealth Limited

F005919

Authorised Firms

Jupiter Wealth Advisors Limited

F007426

Authorised Firms

Simpra Capital Limited

F006549

Authorised Firms

Fidele Capital Limited

F006621

Authorised Firms

FinMark Capital Limited

F006430

Authorised Firms

BlueGold Capital Asset Management Limited

F005894

Authorised Firms

Three Comma Capital Advisors Limited

F004958

Authorised Firms


Title
Category
Date of Use

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