DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Pooja Thakkar

DFSA Reference Number:

I003884

Firm Name

Plus500AE LTD

Individual type

Authorised Individuals

Functions

Finance Officer,Senior Manager

Effective Date

16-Jun-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

21-Jul-2022

Withdrawal Date

10-Apr-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

04-Jul-2022

Withdrawal Date

09-Apr-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

23-Jun-2022

Withdrawal Date

21-Jul-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

30-Dec-2021

Withdrawal Date

06-Jul-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

06-Oct-2021

Withdrawal Date

09-Apr-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

05-Jan-2011

Withdrawal Date

19-Sep-2013

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Plus500AE LTD

F005651

Authorised Firms

WRise Wealth Management Middle East Limited

F007207

Authorised Firms

Habib Investment Limited

F007261

Authorised Firms

BlueGold Capital Asset Management Limited

F005894

Authorised Firms

Prudential Private Wealth Limited

F005919

Authorised Firms

Imani Wealth Management Ltd

F006813

Authorised Firms

First Capital of Switzerland Investment Bank Limited

F001318

Authorised Firms (Withdrawn)

19-Sep-2013


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