DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Rami T. A. Khalaf

DFSA Reference Number:

I008036

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Jun-2022

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-May-2022

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Jan-2020

Withdrawal Date

23-Apr-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Dec-2019

Withdrawal Date

31-May-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

16-Dec-2015

Withdrawal Date

05-Sep-2019

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Pepperstone Financial Services (DIFC) Limited

F004356

Authorised Firms

RAK Financial Services Limited

F005194

Authorised Firms

Red Spear Capital (DIFC) Limited (Suspended)

F005192

Authorised Firms (Withdrawn)

14-Mar-2022

Ithmar Capital Partners Limited

F002352

Authorised Firms (Withdrawn)

27-Dec-2021


Title
Category
Date of Use

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