DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Richard Stuart Mockett

DFSA Reference Number:

I010965

Individual type

Authorised Individuals

Functions

Senior Manager,Senior Executive Officer

Effective Date

19-Jan-2021

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Senior Executive Officer

Effective Date

23-Oct-2019

Withdrawal Date

19-Jan-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Senior Executive Officer

Effective Date

13-Jun-2018

Withdrawal Date

15-May-2019

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Howden Insurance Brokers Limited (DIFC Branch)

F006564

Authorised Firms

RKH Specialty Limited

F003832

Authorised Firms (Withdrawn)

19-Jan-2021

JLT Specialty Limited

F000014

Authorised Firms (Withdrawn)

21-Jan-2021


Title
Category
Date of Use

For better web experience, please use the website in portrait mode