DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Sajad Ahmed

DFSA Reference Number:

I000763

Individual type

Authorised Individuals

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

08-Dec-2019

Withdrawal Date

Comments

Firm Name

Woori Bank

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

18-Sep-2016

Withdrawal Date

08-Dec-2019

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

07-Mar-2011

Withdrawal Date

26-Sep-2016

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

02-Aug-2007

Withdrawal Date

19-Oct-2009

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

12-Feb-2007

Withdrawal Date

20-Dec-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

19-Sep-2006

Withdrawal Date

12-Feb-2007

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Agricultural Bank of China

F001426

Authorised Firms

Woori Bank

F000913

Authorised Firms

Credit Europe Bank (Dubai) Ltd

F000843

Authorised Firms

Rasmala CBD Asset Management Limited

F000502

Authorised Firms (Withdrawn)

19-Oct-2009

Rasmala Investment Bank Limited

F000132

Authorised Firms

Henyep Capital Markets (DIFC) Limited

F000048

Authorised Firms


Title
Category
Date of Use

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