Individuals

Firm Name

GFH Partners Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Sep-2023

Withdrawal Date

Comments

Firm Name

Rasmala Investment Bank Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Jul-2021

Withdrawal Date

31-Aug-2023

Comments

Firm Name

Arzan Wealth (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Sep-2020

Withdrawal Date

22-Jul-2021

Comments

Firm Name

Pearl Advisory Asset Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

31-Aug-2020

Withdrawal Date

22-Jul-2021

Comments

Firm Name

Edenhurst Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-May-2019

Withdrawal Date

18-Jul-2021

Comments

Firm Name

Invesense Asset Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Apr-2019

Withdrawal Date

22-Jul-2021

Comments

Firm Name

Elyseum Capital Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Mar-2019

Withdrawal Date

18-Feb-2020

Comments

Firm Name

Lighthouse Canton Capital (DIFC) Pte Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Mar-2019

Withdrawal Date

13-Jun-2019

Comments

Firm Name

Adsum Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Feb-2019

Withdrawal Date

16-Aug-2021

Comments

Firm Name

iSCF Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Feb-2017

Withdrawal Date

17-Feb-2019

Comments

Firm Name

TriSpan Asset Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Aug-2016

Withdrawal Date

20-Dec-2016

Comments

Firm Name

Dalma Capital Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Jun-2016

Withdrawal Date

17-Jan-2017

Comments

Firm Name

Latitude Capital Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Sep-2014

Withdrawal Date

14-Jul-2015

Comments

Firm Name

Westfield Specialty (ME) Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

31-Mar-2014

Withdrawal Date

30-Nov-2015

Comments

Firm Name

R E Lee International (Middle East) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

31-Mar-2014

Withdrawal Date

03-Jan-2017

Comments

Firm Name

Sharekhan Investment Services Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Mar-2012

Withdrawal Date

06-Oct-2013

Comments

Firm Name

ASAS Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-May-2009

Withdrawal Date

08-Feb-2012

Comments