Individuals

Firm Name

Alkhair Capital (Dubai) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Dec-2022

Withdrawal Date

24-Feb-2023

Comments

Firm Name

Alkhair Capital (Dubai) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Jun-2016

Withdrawal Date

10-Feb-2019

Comments

Firm Name

A.P. Moller Capital P/S

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Jan-2020

Withdrawal Date

24-Feb-2023

Comments

Firm Name

Vontobel Financial Products Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Oct-2019

Withdrawal Date

17-Feb-2022

Comments

Firm Name

Monsalta Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Jul-2019

Withdrawal Date

31-Oct-2021

Comments

Firm Name

iSCF Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-May-2019

Withdrawal Date

27-Feb-2023

Comments

Firm Name

Altica Partners (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Apr-2019

Withdrawal Date

16-Jan-2020

Comments

Firm Name

Tavira Financial Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Nov-2018

Withdrawal Date

20-Feb-2023

Comments