DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Terence Manuel Pinto

DFSA Reference Number:

I010041

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Nov-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Nov-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Mar-2023

Withdrawal Date

Comments

Firm Name

Baytukum Tech Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Jul-2022

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Mar-2021

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Aug-2020

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Jan-2022

Withdrawal Date

15-Feb-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Dec-2020

Withdrawal Date

15-Jul-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Sep-2020

Withdrawal Date

22-Dec-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Feb-2020

Withdrawal Date

03-Mar-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Dec-2019

Withdrawal Date

06-Jul-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Sep-2019

Withdrawal Date

09-Dec-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Mar-2019

Withdrawal Date

14-Feb-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Aug-2017

Withdrawal Date

20-Nov-2018

Comments

Name
Reference number
Type of Firm
Date Withdrawn

HK Asset Management Limited

F007315

Authorised Firms

Greenback Capital Limited

F006373

Authorised Firms

Latitude Capital Partners Limited

F002609

Authorised Firms

Baytukum Tech Ltd

F006796

Authorised Firms

NAV Capital Limited

F006655

Authorised Firms

Ad Diriyah Asset Management Limited

F005367

Authorised Firms

Embassy Capital Limited

F005895

Authorised Firms

Amalabh Capital Limited

F003854

Authorised Firms

Oxford Bridge Capital Limited

F005786

Authorised Firms

Matador Investment Management Ltd

F005504

Authorised Firms (Withdrawn)

10-Aug-2022

Alarabi Investments Limited

F005287

Authorised Firms

AXIS Strategic Partners Limited

F002404

Authorised Firms (Withdrawn)

15-Nov-2023

Patronus Wealth Privé (DIFC) Limited

F004155

Authorised Firms

Burgan Wealth Limited

F003519

Authorised Firms (Withdrawn)

20-Nov-2018


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Category
Date of Use

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