DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Thadathil Oommen Varughese

DFSA Reference Number:

I000088

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

04-Feb-2013

Withdrawal Date

04-May-2014

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

04-Feb-2013

Withdrawal Date

04-May-2014

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

14-Jan-2007

Withdrawal Date

28-Jan-2008

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Bank Julius Baer & Co. Ltd

F000010

Authorised Firms (Withdrawn)

04-May-2014

Merrill Lynch International

F000216

Authorised Firms

Bank Julius Baer & Co. Ltd

F000010

Authorised Firms (Withdrawn)

04-May-2014


Title
Category
Date of Use

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