Individuals

Firm Name

Esterad Capital Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Sep-2025

Withdrawal Date

Comments

Firm Name

Burgan Bank Financial Services Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Oct-2024

Withdrawal Date

Comments

Firm Name

Burgan Bank Financial Services Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

12-Oct-2015

Withdrawal Date

10-May-2022

Comments

Firm Name

ASB Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Aug-2024

Withdrawal Date

31-May-2025

Comments

Firm Name

Farringdon Asset Management Pte Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Mar-2019

Withdrawal Date

23-May-2019

Comments

Firm Name

Robeco Institutional Asset Management B.V.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Feb-2019

Withdrawal Date

15-Apr-2022

Comments

Firm Name

Ulysses Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Jun-2018

Withdrawal Date

19-Jan-2020

Comments

Firm Name

Dux Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Aug-2017

Withdrawal Date

11-Dec-2018

Comments

Firm Name

KAMCO Investment Company (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Jun-2016

Withdrawal Date

15-Sep-2018

Comments

Firm Name

Ithmar Capital Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-May-2016

Withdrawal Date

12-Dec-2019

Comments

Firm Name

AllSeasonsPTL Investment Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Oct-2015

Withdrawal Date

31-May-2016

Comments

Firm Name

adaa Financial Services Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Oct-2015

Withdrawal Date

31-Dec-2016

Comments

Firm Name

First Capital of Switzerland Investment Bank Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Jan-2011

Withdrawal Date

05-Oct-2011

Comments

Firm Name

Capital Investment International [CII-UAE] Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Dec-2010

Withdrawal Date

20-Jun-2011

Comments

Firm Name

Munich Re Underwriting Agents (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Apr-2010

Withdrawal Date

30-Sep-2011

Comments

Firm Name

Gulf Investments Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Feb-2010

Withdrawal Date

14-Apr-2010

Comments

Firm Name

Fortis Bank (Nederland) NV

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-May-2009

Withdrawal Date

01-Jul-2010

Comments

Firm Name

DeaconCapital (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Mar-2009

Withdrawal Date

19-Sep-2011

Comments

Firm Name

Lionhart (Middle East) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Dec-2008

Withdrawal Date

19-Jan-2010

Comments

Firm Name

Innovest Securities Company Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Dec-2008

Withdrawal Date

29-Sep-2010

Comments

Firm Name

International General Insurance Company (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Nov-2008

Withdrawal Date

02-Oct-2011

Comments

Firm Name

City of London Investment Management Company Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Oct-2008

Withdrawal Date

11-Oct-2011

Comments