DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mrs Azra Ahmed

DFSA Reference Number:

I002479

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

25-Oct-2015

Withdrawal Date

01-Feb-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

19-May-2011

Withdrawal Date

20-Oct-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

11-Nov-2010

Withdrawal Date

03-Apr-2011

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

23-Oct-2008

Withdrawal Date

17-Jun-2010

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Standard Chartered Bank

F000003

Authorised Firms

Natixis Investment Managers UK Limited

F000234

Authorised Firms

E*TRADE Securities Limited

F000396

Authorised Firms (Withdrawn)

17-Aug-2011

Majid Al Futtaim Asset Management Limited

F000928

Authorised Firms (Withdrawn)

17-Jun-2010


Title
Category
Date of Use

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