DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mrs Ece Deniz Briscoe

DFSA Reference Number:

I006468

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Oct-2021

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Sep-2020

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Apr-2015

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

31-Aug-2022

Withdrawal Date

09-Jan-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Dec-2018

Withdrawal Date

20-May-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-May-2018

Withdrawal Date

23-Jan-2020

Comments

Firm Name

Tell Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Apr-2017

Withdrawal Date

07-Nov-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Aug-2016

Withdrawal Date

17-Feb-2019

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

12-May-2015

Withdrawal Date

16-Oct-2016

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Nov-2014

Withdrawal Date

05-Jan-2016

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Sep-2014

Withdrawal Date

29-Jun-2016

Comments

Name
Reference number
Type of Firm
Date Withdrawn

M7 Real Estate Financial Services Limited

F006668

Authorised Firms (Withdrawn)

09-Jan-2024

Quantex Investments Ltd

F006606

Authorised Firms

Lumina Capital Advisers Limited

F003774

Authorised Firms

Ocorian Corporate Services (DIFC) Limited

F005096

Authorised Firms (Withdrawn)

20-May-2020

Sword Capital (DIFC) Limited

F004631

Authorised Firms (Withdrawn)

23-Jan-2020

Tell Limited

F003077

Authorised Firms

TAKAUD Savings and Pensions (DIFC) Limited

F003405

Authorised Firms (Withdrawn)

17-Feb-2019

Forth Capital (DIFC) Limited

F002585

Authorised Firms (Withdrawn)

16-Oct-2016

ITA (Middle East) Limited

F002707

Authorised Firms

H.K. Advisory Services Limited

F001064

Authorised Firms (Withdrawn)

21-Dec-2016

Essdar Capital Limited

F000781

Authorised Firms (Withdrawn)

29-Jun-2016


Title
Category
Date of Use

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