Name
Mrs Katrina Ann Bradley
DFSA Reference Number:
I003097
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
09-Dec-2018
Withdrawal Date
10-Mar-2019
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
27-May-2018
Withdrawal Date
26-Mar-2020
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
24-Apr-2018
Withdrawal Date
30-Sep-2018
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
07-Apr-2016
Withdrawal Date
16-Mar-2017
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
02-Jun-2014
Withdrawal Date
13-Dec-2015
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
04-Feb-2014
Withdrawal Date
21-Apr-2014
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
27-Oct-2013
Withdrawal Date
04-Nov-2014
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
25-Sep-2012
Withdrawal Date
26-Nov-2015
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
20-Dec-2010
Withdrawal Date
11-Sep-2011
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
15-Sep-2010
Withdrawal Date
20-Jan-2011
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
15-Aug-2010
Withdrawal Date
01-May-2011
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
16-Dec-2009
Withdrawal Date
01-Feb-2010
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
14-May-2009
Withdrawal Date
25-Oct-2009
Comments
Entrust Capital Limited
F004874
Authorised Firms
Sancta Capital Advisors Limited
F004365
Authorised Firms
Q2Q Investment Partners (DIFC) Limited
F004384
Authorised Firms (Withdrawn)
30-Sep-2018
The Standard Bank of South Africa Limited (DIFC Branch)
F002907
Authorised Firms
Fius Capital Limited
F001157
Authorised Firms
La Tresorerie Limited
F001507
Authorised Firms (Withdrawn)
28-Nov-2021
La Cloche Wealth Management (Dubai) Ltd
F001879
Authorised Firms (Withdrawn)
31-Dec-2014
Newedge Group
F000643
Authorised Firms (Withdrawn)
26-Nov-2015
Toscafund Global Limited
F000703
Authorised Firms (Withdrawn)
28-Feb-2014
Macquarie Infrastructure and Real Assets (Dubai) Limited
F000909
Authorised Firms (Withdrawn)
20-Jan-2011
Macquarie Capital (Dubai) Limited
F000905
Authorised Firms (Withdrawn)
18-May-2014
The National Investor (Dubai) Limited
F000065
Authorised Firms (Withdrawn)
18-Aug-2016
DQL Energy Limited
F000653
Authorised Firms (Withdrawn)
05-Jan-2017
For better web experience, please use the website in portrait mode
