Individuals

Firm Name

Index & Cie Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Money Laundering Reporting Officer

Effective Date

05-Dec-2019

Withdrawal Date

22-Apr-2021

Comments

Firm Name

Index & Cie Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Money Laundering Reporting Officer

Effective Date

25-Mar-2018

Withdrawal Date

02-Jan-2019

Comments

Firm Name

FxPro Global Markets MENA Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Money Laundering Reporting Officer

Effective Date

06-Mar-2019

Withdrawal Date

20-Oct-2019

Comments

Firm Name

Lakson Investments DIFC Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Aug-2018

Withdrawal Date

13-Jan-2019

Comments

Firm Name

Quantic Private Wealth Management (Middle East) Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Nov-2017

Withdrawal Date

28-Nov-2018

Comments

Firm Name

Burgan Wealth Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Money Laundering Reporting Officer

Effective Date

12-Jun-2016

Withdrawal Date

04-Mar-2018

Comments

Firm Name

Tell Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-May-2016

Withdrawal Date

19-Apr-2017

Comments

Firm Name

L&T Capital Markets Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Responsible Officer

Effective Date

09-Mar-2016

Withdrawal Date

03-Jan-2019

Comments