Name
Mrs Shamshad Khan
DFSA Reference Number:
I002070
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
20-Dec-2022
Withdrawal Date
24-Apr-2023
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
30-Dec-2021
Withdrawal Date
01-Nov-2022
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
14-Mar-2019
Withdrawal Date
08-Jun-2020
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
27-May-2018
Withdrawal Date
29-Jul-2020
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
14-Jun-2009
Withdrawal Date
19-May-2011
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
14-Nov-2017
Withdrawal Date
29-Apr-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
04-Jun-2017
Withdrawal Date
29-Jul-2020
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
03-Aug-2016
Withdrawal Date
31-Dec-2016
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
06-Jan-2016
Withdrawal Date
22-May-2017
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
26-Jul-2015
Withdrawal Date
31-Dec-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
21-Apr-2015
Withdrawal Date
31-May-2016
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
16-Apr-2012
Withdrawal Date
05-Aug-2013
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
06-Dec-2009
Withdrawal Date
18-Feb-2010
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer
Effective Date
09-Feb-2009
Withdrawal Date
17-Jan-2010
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
19-Aug-2008
Withdrawal Date
30-Nov-2008
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
17-Jul-2008
Withdrawal Date
23-Dec-2008
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
23-Jun-2008
Withdrawal Date
08-Feb-2010
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Licensed Director,Compliance Officer,Money Laundering Reporting Officer
Effective Date
15-May-2008
Withdrawal Date
23-Mar-2009
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
24-Feb-2008
Withdrawal Date
17-Feb-2010
Comments
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F007664
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F006909
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F000234
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F001250
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F003954
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23-Aug-2017
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22-May-2017
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F002939
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31-Dec-2018
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F002021
Authorised Firms (Withdrawn)
06-Jan-2019
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F000268
Authorised Firms (Withdrawn)
28-Jun-2015
Capital Investment International [CII-UAE] Ltd
F000964
Authorised Firms (Withdrawn)
26-Jun-2011
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F000334
Authorised Firms (Withdrawn)
06-Dec-2018
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F000888
Authorised Firms
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19-Jan-2010
Neerav Investment Advisory Services (Dubai) Limited
F000775
Authorised Firms (Withdrawn)
24-Sep-2018
KBC Financial Products UK Ltd
F000811
Authorised Firms (Withdrawn)
23-Mar-2009
SEI Investments (Europe) Limited
F000737
Authorised Firms (Withdrawn)
17-Nov-2016
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