DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mrs Shamshad Khan

DFSA Reference Number:

I002070

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Nov-2021

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Sep-2021

Withdrawal Date

Comments

Firm Name

Reef Capital Ltd

Individual type

Authorised Individuals

Functions

Senior Manager

Effective Date

04-Nov-2020

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Apr-2021

Withdrawal Date

09-Nov-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Nov-2020

Withdrawal Date

15-Dec-2021

Comments

Firm Name

VTB Capital plc

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Jul-2015

Withdrawal Date

08-May-2017

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Bank of Africa United Kingdom Plc

F005861

Authorised Firms

Amundi Asset Management

F003954

Authorised Firms

Exotix Advisory Ltd

F006309

Authorised Firms

Reef Capital Ltd

F003979

Authorised Firms

Stake Properties Limited

F005879

Authorised Firms

VTB Capital plc

F000994

Authorised Firms (Withdrawn)

08-May-2017


Title
Category
Date of Use

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