Name
Mrs Toni Morgan
DFSA Reference Number:
I002523
Firm Name
Individual type
Authorised Individuals
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
08-Jun-2016
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
22-Jun-2015
Withdrawal Date
15-Sep-2015
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
23-Jul-2008
Withdrawal Date
17-Jan-2012
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Licensed Director
Effective Date
28-Jun-2016
Withdrawal Date
16-Aug-2016
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
07-Jun-2015
Withdrawal Date
31-Dec-2015
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
04-Nov-2014
Withdrawal Date
31-Dec-2014
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
31-Jul-2014
Withdrawal Date
30-Apr-2015
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
31-Mar-2014
Withdrawal Date
11-Sep-2017
Comments
Harbour Wealth Management Limited
F003515
Authorised Firms
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F000768
Authorised Firms
La Tresorerie Limited
F001507
Authorised Firms (Withdrawn)
28-Nov-2021
La Cloche Wealth Management (Dubai) Ltd
F001879
Authorised Firms (Withdrawn)
31-Dec-2014
Fulcrum Capital (Dubai) Limited
F001496
Authorised Firms
Tufton Oceanic (Middle East) Limited
F000335
Authorised Firms (Withdrawn)
06-Dec-2018
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